Regulatory Update

Summary of regulatory news for financial institutions in the Seventh Federal Reserve District. On-line publication includes links to relevant attachments.

Archives
1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007

December 31, 1998

• RU 1998-93 List of Over-the-Counter Margin Stocks

December 29, 1998

• RU 1998-92 Annual Adjustment of Dollar Amount for Regulation Z
• RU 1998-90 & RU 1998-91 Proposed Amendments to the Staff Commentaries to Regulations M and Z
• RU 1998-89 ICERC Study of the Country-Risk-Management Practices of U.S. Banks
• RU 1998-88 Joint Interagency Statement on the Allowance for Loan Losses
• RU 1998-87 Frequently Asked Questions Concerning Year 2000 Contingency Planning
• RU 1998-86 "Know Your Customer" Rule

December 18, 1998

• RU 1998-85 Amendments to Regulation D to Decrease the Low Reserve Tranche for Net Transaction Accounts

December 16, 1998

• RU 1998-84 Form FFIEC 004

November 27, 1998

• RU 1998-83 District Examination Staff to Begin Testing Flex-time Policy
• RU 1998-82 Distribution and Availability of the June 30, 1998 UBPR
• RU 1998-81 Basle Committee Interpretation on Tier 1 Capital

October 30, 1998

• RU 1998-77 & RU 1998-80 - Final Rules on Regulations C, E, M, and DD
• RU 1998-76 Final Basle Committee Paper on Internal Controls
• RU 1998-75 Interagency List of Service Providers and Software Vendors Reviewed for Year 2000
• RU 1998-74 Sound Credit Risk Management and the Use of Internal Credit Risk Ratings at Large Banking Organizations
• RU 1998-73 Year 2000 Standards for Safety and Soundness Issued for State Member Banks

September 29, 1998

• RU 1998-72 Revisions to Regulation I -- Issue and Cancellation of Federal Reserve Bank Stock

September 18, 1998

• RU 1998-71 Host State Bank Loan-to-Deposit Ratios Used to Determine Compliance with Section 109 of the Interstate Act
• RU 1998-70 Changes to Examination Frequency for Certain U.S. Branches and Agencies of Foreign Banks
• RU 1998-69 FFIEC Guidance Concerning Fiduciary Services and Year 2000 Readiness
• RU 1998-68 FFIEC Answers Commonly Asked Year 2000 Questions
• RU 1998-67 Capital Treatment of Unrealized Holding Gains on Certain Equity Securities

August 21, 1998

• RU 1998-60 List of Over-the-Counter Margin Stocks

August 14, 1998

• RU 1998-59 Revised Policy Statement on Privately Operated Multilateral Settlement Systems

August 7, 1998

• RU 1998-58 Year 2000 Phase II Work Program
• RU 1998-57 Customer Brochure on Year 2000
• RU 1998-56 Proposed Policy for Uniform Retail Credit Classifications
• RU 1998-55 New Internet-Based Registry of Real Estate Appraisers
• RU 1998-54 - Final Rule Revising Regulation H and Rescinding Regulation P

July 15, 1998

• RU 1998-52 Final Amendments to FEMA Regulations
• RU 1998-51 Interagency Statement on Branch Names
• RU 1998-50 Banking Organizations' Preparedness for Economic and Monetary Union in Europe
• RU 1998-49 Phase II of the Federal Reserve's Year 2000 Supervision
• RU 1998-48 Lending Standards for Commercial Loans

June 25, 1998

• RU 1998-47 Revised FEMA Booklet
• RU 1998-46 Enhanced Supervisory Program for Foreign Banking Organizations
• RU 1998-45 Final Report on Internal Credit Risk Models
• RU 1998-44 New Tier 1 Leverage Capital Standard for Bank Holding Companies
• RU 1998-43 Proposed Changes to Section 23A of the Federal Reserve Act

June 8, 1998

• RU 1998-42 Further Guidance on the Supervisory Policy Statement on Investment Securities and End-User Derivatives
• RU 1998-41 An Introduction to Subprime Auto Lending
• RU 1998-40 FFIEC Guidance on Year 2000 Contingency Planning and Customer Awareness Programs

June 3, 1998

• RU 1998-39 List of Over-the-Counter Margin Stocks

May 18, 1998

• RU 1998-38 New Supervisory Policy Statement on Investment Securities and End-User Derivatives
• RU 1998-37 Assessment of Information Technology in Risk-Focused Supervision
• RU 1998-36 Interagency Advisory on the "Safe Harbor" Protection Associated with Filing Suspicious Activity Reports

May 7, 1998

• RU 1998-35 Final Amendments to Regulation D to Move to a System Where Reserves are Maintained on a Lagged Basis

April 27, 1998

• RU 1998-34 Final Amendments to the Official Staff Commentary to Regulation Z
• RU 1998-33 Final Amendments to Certain Model Forms in Regulation B
• RU 1998-32 Distribution and Availability of the December 31, 1997 UBPR
• RU 1998-31 Section 20 Subsidiaries - Impact of New Operating Standards on Inspections
• RU 1998-30 FFIEC Advisory on Year 2000 Testing
• RU 1998-29 Two Basle Committee Statements on Risk-Based Capital
• RU 1998-28 Expanded Examination Cycle Finalized for Certain Small Insured Institutions

April 9, 1998

• RU 1998-26 Review of Regulations B and C to Address Technological and Other Developments
• RU 1998-25 Proposal to Permit Electronic Delivery of Disclosures for Regulations B,M,Z, and DD
• RU 1998-24 Interim Rule on Regulation E and Request for Comment
• RU 1998-23 New Trading and Capital Markets Activities Manual Available
• RU 1998-22 Basel Committee Papers on Supervision of Financial Conglomerates

April 2, 1998

RU 1998-21 Two New FFIEC Advisories on Year 2000

March 20, 1998

• RU 1998-20 CRA Small Business and Small Farm Loan Data
• RU 1998-19 Annual Adjustment of Dollar Amount for Regulation Z
• RU 1998-18 Proposed FFIEC Policy Statement on External Auditing Programs of Smaller Institutions
• RU 1998-17 Proposed Revisions to the Uniform Interagency Trust Rating System
• RU 1998-16 Proposed Revisions to FR Y-9 and FR Y-11 Series of Bank Holding Company Reports

March 19, 1998

• RU 1998-15 Federal Reserve's Intensified Year 2000 Compliance Efforts

March 9, 1998

• RU 1998-14 List of Over-the-Counter Margin Stocks

February 27, 1998

• RU 1998-13 Change in Exemption for Home Mortgage Disclosure Act Reporting Requirements
• RU 1998-12 Additional Comment on Reform of the Truth in Lending Act and the Real Estate Settlement Procedures Act
• RU 1998-11 Amendments to Regulations G, T, U, and X
• RU 1998-10 Basle Committee Paper on Internal Control Systems

January 30, 1998

• RU 1998-9 Standardized Data Elements for Use with Automated Examination Tools

January 23, 1998

• RU 1998-8 Revisions to Regulation B to Carry Out Statutory Amendments to the ECOA.
• RU 1998-7 Interagency Statement on Safety and Soundness Guidelines Concerning the Year 2000 Business Risk

January 21, 1998

• RU 1998-6 Sound Practices Paper on Information Security for Networks
• RU 1998-5 Interagency Guidance on the Internal Audit Function and its Outsourcing
• RU 1998-4 Outsourcing of Information and Transaction Processing
• RU 1998-3 Change to Risk-Based Capital for Banking Organizations with Significant Trading Activities
• RU 1998-2 Treatment of U.S. Companies Operating in the Government Debt Market in the Netherlands
• RU 1998-1 Correction in Comprehensive Amendments to Regulation Y