Regulatory Update

Summary of regulatory news for financial institutions in the Seventh Federal Reserve District. On-line publication includes links to relevant attachments.

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December 23 1999

• RU 1999-65 Report on Indebted-ness of Executive Officers and Principal Shareholders and their Related Interests to Correspondent Banks (Form FFIEC 004)

December 22, 1999

• RU 1999-64 New CD-ROM Software Product Available for Improved Analysis of HMDA Data
• RU 1999-63 Capital Treatment of Collateralized Loan Obligations
• RU 1999-62 Guide to the Interagency Country Exposure Review Committee (ICERC)
• RU 1999-61 FFIEC Issues Policy on Bank Audits
• RU 1999-60 Data on Syndicated Loans Released
• RU 1999-59 Revised Implementation Date for Retail Credit Policy

December 17, 1999

• RU 1999-58 Privacy Survey of Financial Institution Web Sites
• RU 1999-57 Adjustment to Amount of Mortgage Fees and Points that Trigger Truth in Lending Disclosures
• RU 1999-56 Updated Host-State Loan-to-Deposit Ratios Used to Determine Compliance with Interstate Banking Law
• RU 1999-55 New Interim Rule to Regulation DD to Permit Electronic Disclosure with Consumer's Consent
• RU 1999-54 - Final Rule on the Expanded Examination Frequency for Certain Foreign Bank Offices
• RU 1999-53 - Final Rule on the Data Processing Provision of Regulation K

December 13, 1999

• RU 1999-52 1998 CRA Data on Small Business, Small Farm, and Community Development Lending Available
• RU 1999-51 1998 HMDA Data Available
• RU 1999-50 Proposed Revisions to the Official Staff Commentary to Regulation Z
• RU 1999-49 Y2K Supervision of Service Providers
• RU 1999-48 Gallup Poll Reports Increased Confidence about Y2K
• RU 1999-47 FFIEC Issues Advisory on Y2K Information Security

November 12, 1999

• RU 1999-46 Amendments to Regulation D to Decrease the Low Reserve Tranche for Net Transaction Accounts

October 22, 1999

• RU 1999-45 Guidance on High Loan-to-Value Lending
• RU 1999-44 Further Guidance on Bank Credit Standards
• RU 1999-43 Regulators Report on Y2K Progress by Financial Institutions
• RU 1999-42 Monitoring of Institutions During the Y2K Event
• RU 1999-41 Joint Statement on Balance Sheet Changes Driven by Y2K

September 8, 1999

• RU 1999-39 Proposal to permit use of electronic communication to provide consumers with federally mandated disclosures
• RU 1999-38 Summary of Proposed Basel Committee Capital Adequacy Framework
• RU 1999-37 Four Basel Committee Papers on Credit Risk
• RU 1999-36 99% of Financial Institutions are Prepared for Y2K

August 10, 1999

• RU 1999-35 Regulation A Amendment Century Date Change Special Liquidity Facility

August 6, 1999

• RU 1999-35 Revised Policy on Branch Closings
• RU 1999-34 Assessing Capital Adequacy at Large, Complex Banking Institutions
• RU 1999-33 Joint Interagency Letter on the Allowance for Loan Losses
• RU 1999-32 FDIC Year 2000 Asset and Liability Backup Program
• RU 1999-31 Guidance on Y2K Phase III and Enforcement
• RU 1999-30a Year 2000-Related Fraud Prevention

July 6, 1999

• RU 1999-30 Revised Consumer Handbook on Adjustable Rate Mortgages
• RU 1999-29 Risk-Focused Supervision of Large Complex Banking Organizations
• RU 1999-28 Guidance on FASB Article on Loan-Loss Allowances
• RU 1999-27 Findings of Y2K Consumer Survey
• RU 1999-26 Proposed Basle Committee Capital Adequacy Framework

June 3, 1999

• RU 1999-26 Proposal to Establish a Century Date Change Special Liquidity Facility

May 25, 1999

• RU 1999-25 Interagency CRA Questions and Answers and Request for Comment
• RU 1999-24 Basle Paper on Credit-Risk Modeling
• RU 1999-23 Additional Q&A on Year 2000 Contingency Planning
• RU 1999-22 Y2K Customer Checklist
• RU 1999-21 - Final Capital Rule on Market Risk

April 22, 1999

• RU 1999-19
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• RU 1999-20 Revisions to the Staff Commentaries to Regulations M and Z
• RU 1999-18 Guidance on Investing Fiduciary Assets in Mutual Funds, and Potential Conflicts of Interest
• RU 1999-17 Revised Rating System for Information-Technology Examinations
• RU 1999-16 Interagency Guidance on Subprime Lending
• RU 1999-15 "Know Your Customer" Rule Withdraw

April 7, 1999

• RU 1999-14 Revised Daylight Overdraft Posting Rules

March 19, 1999

• RU 1999-13 SEC and the Banking Agencies Announce Coordination on Loan Loss Reserve Issues
• RU 1999-12 Revised Policy for Classifying Retail Credits
• RU 1999-11 Additional Guidance on Year 2000 Customer Communications
• RU 1999-10a Changes to Risk-Based and Leverage Capital Standards

February 22, 1999

• RU 1999-10 Revised Standard Flood Hazard Determination Form

February 11, 1999

• RU 1999-9 FFIEC Announces Interagency Fair Lending Examination Procedures
• RU 1999-8 Guidance on Counter-party Credit Risk Management
• RU 1999-7 Phase III of the Federal Reserve's Year 2000 Supervision Program
• RU 1999-6 Interim Regulatory Reporting and Capital Guidance on FAS 133

January 20, 1999

• RU 1999-5 HMDA Reporting Threshold Remains at $29 Million
• RU 1999-4 Proposed Amendment to Regulation CC to Shorten the Maximum Hold for Many Nonlocal Checks
• RU 1999-3 Interagency Policy Statement on Intercompany Tax-allocation Agreements
• RU 1999-2 Changes to the Uniform Interagency Trust Rating System
• RU 1999-1 Amendment to Subpart G of Regulation Y