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Last Updated: 12/12/2013

Nineteenth Annual Capital Markets Conference

The Supervision and Regulation Department will be hosting its Nineteenth Annual Capital Markets Conference. The theme of this year's conference is Capital Markets Supervisory Issues.


For additional information, please contact Adrian D'Silva at (312) 322-5904 or via email.

Monday, 12/09/13
11:30 AM
1:00 PM
Welcoming Remarks
Rebecca Chmielewski, Vice President, Federal Reserve Bank of Chicago
1:15 PM
Keynote Address
Eugene Ludwig, Founder and Chief Executive Officer, Promontory Financial Group
2:00 PM
2:30 PM
The Year in Review
Kurt Wilhelm, Director, Financial Markets Group, Office of the Comptroller of the Currency
4:00 PM
Grace Vogel, Executive Vice President, Financial Industry Regulatory Authority (FINRA)
5:00 PM
Tuesday, 12/10/13
8:00 AM
Continental Breakfast
9:00 AM
A View from the Trenches
Henry Hunter, Head of Product Management, MarkitSERV
9:45 AM
Sunil Hirani, Chief Executive Officer, TrueEX
10:30 AM
11:00 AM
Keynote Address
Senator Judd Gregg, Chief Executive Officer, Securities Industry and Financial Markets Asscociation (SIFMA)
11:45 AM
Overview and Complexity of Changing Regulatory Requirements
Eileen Flaherty, Global Head of Compliance, Newedge
12:30 PM
1:30 PM
Market Challenges in 2014
Jeffrey Gore, Managing Director, Head of Derivatives Client Clearing, Wells Fargo Securities LLC
2:45 PM
The U.S. Leveraged Loan Market
Meredith Coffey, Executive Vice President, Loan Syndications and Trading Association (LSTA)
3:00 PM
4:00 PM
Evaluating the Relationship between Post-Crisis Regulatory Reforms and Changing Capital Markets
Jeremy Newell, Executive Managing Director and Head of Regulatory Affairs, The Clearing House Association
Wednesday, 12/11/13
8:00 AM
9:00 AM
The Brave New World of Capital Market Supervision
Andrew Scott, Global Credit Products, Bank of America Merrill Lynch
9:45 AM
The European Banking Union
Martin Sprenger, Deutsche Bundesbank
Stefan Rehsmann, Deutsche Bundesbank
10:30 AM
11:00 AM
OSFI Capital Markets and Model Analysis and Approvals
Jennifer Chan, Office of the Superintendent of Financial Institutions of Canada
Simone Redman, Office of the Superintendent of Financial Institutions of Canada
11:45 AM
Lunch and Closing
Event Information
Event Contact
Adrian D'Silva
(312) 322-5904
12/09/13  - 12/11/13
Registration Deadline
Thursday, December 5, 2013

Federal Reserve Bank of Chicago
Third Floor Conference Center
230 S LaSalle St

Chicago, IL 60604


Federal Reserve Bank of Chicago, 230 South LaSalle Street, Chicago, Illinois 60604-1413, USA. Tel. (312) 322-5322

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